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IP: FCC Publishes E-Rate (Censorware) Filtering Regulations from ALA


From: David Farber <dave () farber net>
Date: Fri, 06 Apr 2001 06:27:15 -0400



ALAWON: American Library Association Washington Office Newsline
Volume 10, Number 27
April 5, 2001

In this issue:

ALERT:
FCC Publishes E-rate Filtering Regulations; Year 4 Discounts Affected

The FCC today released the Report and Order (FCC 01-120), and regulations 
implementing the Children's Internet Protection Act and the Neighborhood 
Children's Internet Protection Act (CIPA and NCIPA) for E-rate discount 
participants.   A preliminary review of the Order indicates that the FCC 
will require E-rate program participants to comply with CIPA/NCIPA in Year 
4.  The "Year 4" is defined as the program funding year from July 1, 2001 
through June 30, 2002.  The application period for those who applied for 
Year 4 discounts was from November 6, 2000 through January 18, 2001.

A preliminary review of the FCC decision suggests that "compliance" 
appears to mean certifying that filtering and related monitoring 
requirements are either in place as of October 28, 2001 or  steps are 
being taken to be in place for the following funding year, Year 5.

The FCC will require applicants to use FCC Form 486 to certify compliance 
and the certification must be postmarked by or before October 28, 
2001.  Form 486 will be consistently used in future years.

ALA and many others who participated in the proceeding argued that Year 5 
should be the first funding year for implementation pursuant to the law. 
There are other features including some recommended by ALA to the FCC that 
appear to have been adopted, including that:

* consortia merely need to certify that they have collected CIPA/NCIPA 
compliance certifications from eligible members;

* every E-rate eligible consortia member will have to send a new form, FCC 
Form 479, to the consortia to certify CIPA/NCIPA compliance;

* neither consortia or consortia members will be penalized or held liable 
for noncompliance by any individual member of the consortia;

* first time applicants during any year will be able to certify that they 
are undertaking  measures to come into compliance with CIPA/NCIPA for the 
following year;

* consortia will not be responsible for verifying the accuracy of a 
member's certification;

* CIPA/NCIPA does not apply to libraries and schools that receive E-rate 
discounts for  telecommunications services only;

* The FCC will not require certification of the effectiveness technology 
protection measures;

* The local Public Notice and Hearing, the development of the Internet 
safety policy with community input, and other related requirements of 
NCIPA must be completed and certification postmarked by or before October 
28, 2001.  However, the FCC  Order allows libraries and schools that have 
already conducted a local public proceeding for the development of an 
Internet safety policy that meets NCIPA requirements, to consider 
themselves in compliance.

ALA staff and legal advisors are reviewing the Report and Order and will 
provide a more thorough review as soon as possible.

Key selected highlights of the FCC Report and Order are provided 
below.  The URL for the Report and Order is at:
[www.fcc.gov/Bureaus/Common_Carrier/Orders/2001/fcc01120.doc]

From the Executive Summary:
"In this Order, we adopt rules that do the following: *
For this funding year, schools and libraries must certify by October 28, 
2001 that they have the policies and technology measures in place, or that 
they are undertaking such actions, including any necessary procurement 
procedures, to put them in place for the following funding year.  Because 
no school or library may receive services at discount rates during any 
time period in which it is out of compliance with its certification, as of 
the time that a school or library begins receiving services in Funding 
Year 4, it must either have the policies and technology measure in place, 
or be undertaking necessary actions to put them in place for the next year.
Schools and libraries shall make the necessary certifications in FCC Form 
486, which is submitted after a decision is made on requests for discounts 
under the universal service support mechanism."

From Section B, Item 12:
        "*We are not persuaded that Funding Year 5 is the first program 
funding year following the effective date of the statute.  It is 
well-established in the Commission's rules and in numerous orders that 
the program "funding year" for the schools and libraries universal 
service support mechanism starts on July 1, and ends on June 30 of the 
following year.  Although the commenters are correct that the application 
process begins prior to July 1 of each year, July 1 is the starting date 
for the funding year because recipients may not receive discounts for 
services obtained before that date. This conclusion is supported by the 
instructions to the application form.  SLD has published elsewhere that 
the funding year begins on July 1 of each year."
From Section B, Item 15:
        "*any school or library that receives discounted services between 
July 1 and October 28, 2001, must be taking actions to comply with CIPA 
at the time that it actually receives these services, even though the 
certification is not due until October 28, 2001.  Entities that intend to 
certify that they have not completed all the requirements of CIPA but are 
undertaking such actions, including necessary procurement procedures, to 
complete CIPA's requirements for Funding Year 5, may only receive 
discounts for Funding Year 4 if they are undertaking such actions by the 
time they begin receiving services."

The Washington Office will offer a workshop on CIPA and its effects on 
libraries at our Saturday Update Session at Annual Conference 2001 in San 
Francisco. The workshop will touch on E-Rate concerns among other issues. 
Stay tuned to ALAWON for further details.



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